Guggenheim Capital’s Big Quarterly Financial Equity Holdings: SPY, THG, VWO, DIA, HGI, WRB, EFX

Wall St. Watchdog reveals information regarding Guggenheim Capital LLC’s top holdings in the Financial sector for the quarter ending September 30th, 2011. The firm held 780 stocks in the Financial sector at the end of the quarter with an aggregate market value of $4.466 billion.

  • Spdr S&p 500 (NYSE:SPY): On 06/30/2011, Guggenheim Capital LLC reported holding 1,918,688 shares with a market value of $253,209,258. This comprised 1.15% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 1,448,166 shares with a market value of $163,859,985. This comprised 0.94% of the total portfolio. The net change in shares for this position over the two quarters is -470,522. About Company: SPDR S&P 500 ETF Trust is a unit investment trust incorporated in the United States. The Trust consists of a portfolio representing all 500 stocks in the S&P 500 Index.
  • The Hanover Insurance Group Inc. (NYSE:THG): On 06/30/2011, Guggenheim Capital LLC reported holding 2,746,516 shares with a market value of $103,571,116. This comprised 0.47% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 2,853,239 shares with a market value of $101,289,985. This comprised 0.58% of the total portfolio. The net change in shares for this position over the two quarters is 106,723. About Company: Hanover Insurance Group Inc offers property and casualty insurance products including personal lines, commercial lines and other property casualty through independent agents.
  • Vanguard Emerging Markets Stock Etf (NYSE:VWO): On 06/30/2011, Guggenheim Capital LLC reported holding 2,758,723 shares with a market value of $134,129,109. This comprised 0.61% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 2,506,660 shares with a market value of $89,813,632. This comprised 0.51% of the total portfolio. The net change in shares for this position over the two quarters is -252,063. About Company: Vanguard Emerging Markets ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI Daily TR Net Emerging Markets USD Index. The Fund invests its assets in the stocks that make up the Index, holding each stock in the same proportion as its weighting.
  • Spdr Dow Jones Industrial Average (NYSE:DIA): On 06/30/2011, Guggenheim Capital LLC reported holding 663,038 shares with a market value of $82,103,997. This comprised 0.37% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 696,338 shares with a market value of $75,852,099. This comprised 0.43% of the total portfolio. The net change in shares for this position over the two quarters is 33,300. About Company: SPDR Dow Jones Industrial Average ETF Trust is a unit investment trust incorporated in the USA. The Trust consists of a portfolio representing all 30 stocks in the Dow Jones Industrial Average. The Trust entitles its holders to proportional monthly cash payments representing dividends paid by the underlying stocks. The Initial Index ratio upon inception was 1/100 of INDU.
  • Claymore/zacks Intl Multi-asset Income (NYSE:HGI): On 06/30/2011, Guggenheim Capital LLC reported holding 4,150,730 shares with a market value of $80,358,135. This comprised 0.36% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 4,240,693 shares with a market value of $63,992,058. This comprised 0.37% of the total portfolio. The net change in shares for this position over the two quarters is 89,963. About Company: Guggenheim International Multi-Asset Income Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Zacks International Multi-Asset Income Index, which is comprised of 150 stocks selected from a universe of international companies, global REITs, MLPs, Canadian royalty trusts and ADRs of emerging market companies.
  • W.r. Berkley Corporation (NYSE:WRB): On 06/30/2011, Guggenheim Capital LLC reported holding 2,141,292 shares with a market value of $0. This comprised 0% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 2,085,483 shares with a market value of $61,917,991. This comprised 0.35% of the total portfolio. The net change in shares for this position over the two quarters is -55,809. About Company: W. R. Berkley Corporation, an insurance holding company, conducts operations in various segments of the property casualty insurance business. Segments include specialty lines of insurance, alternative markets, reinsurance, regional property casualty insurance, and international.
  • American Financial Group Inc. (NYSE:AFG): On 06/30/2011, Guggenheim Capital LLC reported holding 1,977,421 shares with a market value of $70,574,153. This comprised 0.32% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 1,955,998 shares with a market value of $60,772,857. This comprised 0.35% of the total portfolio. The net change in shares for this position over the two quarters is -21,423. About Company: American Financial Group, Inc. provides multi-line property and casualty insurance. The Company also sells tax-deferred annuities and certain life and supplemental health insurance products. American Financial operates in the United States.
  • Equifax Inc. (NYSE:EFX): On 06/30/2011, Guggenheim Capital LLC reported holding 1,397,006 shares with a market value of $48,504,050. This comprised 0.22% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 1,895,531 shares with a market value of $58,268,623. This comprised 0.33% of the total portfolio. The net change in shares for this position over the two quarters is 498,525. About Company: Equifax Inc. brings buyers and sellers together through its information management, transaction processing, direct marketing, and customer relationship management businesses. The company serves the financial services, retail, credit card, telecommunications/utilities, transportation, information technology and healthcare industries and government.
  • Wells Fargo & Company (NYSE:WFC): On 06/30/2011, Guggenheim Capital LLC reported holding 1,781,653 shares with a market value of $49,993,182. This comprised 0.23% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 2,147,342 shares with a market value of $51,793,891. This comprised 0.3% of the total portfolio. The net change in shares for this position over the two quarters is 365,689. About Company: Wells Fargo & Company is a diversified financial services company providing banking, insurance, investments, mortgage, leasing, credit cards, and consumer finance. The Company operates through physical stores, the Internet and other distribution channels across North America and elsewhere internationally.
  • Claymore/zacks Multi-asset Income (NYSE:CVY): On 06/30/2011, Guggenheim Capital LLC reported holding 2,698,504 shares with a market value of $58,017,836. This comprised 0.26% of the total portfolio. On 09/30/2011, Guggenheim Capital LLC reported holding 2,757,332 shares with a market value of $51,534,537. This comprised 0.29% of the total portfolio. The net change in shares for this position over the two quarters is 58,828. About Company: Guggenheim Multi-Asset Income Index ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the Zacks Multi-Asset Income Index, which is comprised of 125 to 150 securities with superior risk-return potential selected from a universe of common stocks, ADRs, REITs, MLPs, closed-end funds and preferred stocks by Zacks Inv Research.

(Note: Data regarding Guggenheim Capital LLC’s stock holdings are sourced from whalewisdom.com. All data are assumed to be accurate.)

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