Top Capital Goods Stocks in Sterne Agee’s Portfolio at End of Third Quarter

Following is information about Sterne Agee Group’s top holdings in the Capital Goods sector for the quarter ending September 30th, 2011:

  • Caterpillar, Inc. (NYSE:CAT): On 6/30/11 Sterne Agee Group, Inc. reported holding 27,033 shares with a market value of $2,877,933. This comprised 1.39% of the total portfolio. On 9/30/11, Sterne Agee Group held 29,868 shares with a market value of $2,205,453. This comprised 1.50% of the total portfolio. The net change in shares for this position over the two quarters is 2,835. About the company: Caterpillar Inc. designs, manufactures, and markets construction, mining, agricultural, and forestry machinery. The Company also manufactures engines and other related parts for its equipment, and offers financing and insurance. Caterpillar distributes its products through a worldwide organization of dealers.
  • 3M Co. (NYSE:MMM): On 6/30/11 Sterne Agee Group, Inc. reported holding 10,858 shares with a market value of $1,029,881. This comprised 0.50% of the total portfolio. On 9/30/11, Sterne Agee Group held 25,311 shares with a market value of $1,817,077. This comprised 1.23% of the total portfolio. The net change in shares for this position over the two quarters is 14,453. About the company: 3M Co. conducts operations in electronics, telecommunications, industrial, consumer and office, health care, safety, and other markets. The Company’s businesses share technologies, manufacturing operations, brands, marketing channels, and other resources. 3M serves customers in countries located around the world.
  • Deere & Co. (NYSE:DE): On 6/30/11 Sterne Agee Group, Inc. reported holding 19,967 shares with a market value of $1,646,279. This comprised 0.79% of the total portfolio. On 9/30/11, Sterne Agee Group held 19,308 shares with a market value of $1,246,718. This comprised 0.85% of the total portfolio. The net change in shares for this position over the two quarters is -0,659. About the company: Deere & Company manufactures and distributes a range of agricultural, construction and forestry, and commercial and consumer equipment. The Company supplies replacement parts for its own products and for those of other manufacturers. Deere also provides product and parts financing services.
  • Cummins, Inc. (NYSE:CMI): On 6/30/11 Sterne Agee Group, Inc. reported holding 0,000 shares with a market value of $0. This comprised 0.00% of the total portfolio. On 9/30/11, Sterne Agee Group held 12,995 shares with a market value of $1,061,172. This comprised 0.72% of the total portfolio. The net change in shares for this position over the two quarters is 12,995. About the company: Cummins Inc. designs, manufactures, distributes and services diesel and natural gas engines. The Company also manufactures electric power generation systems and engine-related component products, including filtration and exhaust aftertreatment, fuel systems, controls, and air handling systems.
  • Honeywell International, Inc. (NYSE:HON): On 6/30/11 Sterne Agee Group, Inc. reported holding 10,596 shares with a market value of $631,416. This comprised 0.30% of the total portfolio. On 9/30/11, Sterne Agee Group held 10,193 shares with a market value of $447,575. This comprised 0.30% of the total portfolio. The net change in shares for this position over the two quarters is -0,403. About the company: Honeywell International Inc. is a diversified technology and manufacturing company with operations around the world. The Company provides aerospace products and services, control technologies, automotive products, and power generation systems. Honeywell also provides specialty chemicals, fibers, plastics, and electronic and advanced materials.

(Note: Data regarding Sterne Agee’s stock holdings are sourced from whalewisdom.com. All data are assumed to be accurate.)

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