Sterne Agee: Top 10 Stock Position Changes in Third Quarter

Following is information about Sterne Agee’s top 10 stock holdings for the quarter ended September 30th, 2011:

  • Apple, Inc. (NASDAQ:AAPL): On 6/30/11 Sterne Agee Group, Inc. reported holding 7,419 shares with a market value of $2,490,336. This comprised 1.20% of the total portfolio. On 9/30/11, Sterne Agee Group held 12,018 shares with a market value of $4,582,704. This comprised 3.11% of the total portfolio. The net change in shares for this position over the two quarters is 4,599. About the company: Apple Inc. designs, manufactures, and markets personal computers and related personal computing and mobile communication devices along with a variety of related software, services, peripherals, and networking solutions. The Company sells its products worldwide through its online stores, its retail stores, its direct sales force, third-party wholesalers, and resellers.
  • iShares Dow Jones Select Dividend Index (NYSE:DVY): On 6/30/11 Sterne Agee Group, Inc. reported holding 64,679 shares with a market value of $3,422,813. This comprised 1.65% of the total portfolio. On 9/30/11, Sterne Agee Group held 70,803 shares with a market value of $3,415,537. This comprised 2.32% of the total portfolio. The net change in shares for this position over the two quarters is 6,124. About the company: iShares DJ Select Dividend Index fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones Select Dividend Index. The Fund is an attractive tool for investors looking for a broad based allocation that offers the potential for enhanced dividend yield and diversification.
  • The Coca-Cola Company (NYSE:KO): On 6/30/11 Sterne Agee Group, Inc. reported holding 50,899 shares with a market value of $3,424,994. This comprised 1.65% of the total portfolio. On 9/30/11, Sterne Agee Group held 50,255 shares with a market value of $3,395,228. This comprised 2.30% of the total portfolio. The net change in shares for this position over the two quarters is -0,644. About the company: The Coca-Cola Company manufactures, markets, and distributes soft drink concentrates and syrups. The Company also distributes and markets juice and juice-drink products. Coca-Cola distributes its products to retailers and wholesalers in the United States and internationally.
  • iShares S&P GSCI Commodity-Indexed Trust (NYSE:GSG): On 6/30/11 Sterne Agee Group, Inc. reported holding 96,562 shares with a market value of $3,293,730. This comprised 1.59% of the total portfolio. On 9/30/11, Sterne Agee Group held 93,562 shares with a market value of $2,824,637. This comprised 1.92% of the total portfolio. The net change in shares for this position over the two quarters is -3,000. About the company: iShares S&P GSCI Commodity-Indexed Trust is an exchange-traded fund incorporated in the USA. The Fund’s objective is that it’s performance will correspond generally to the performance of the S&P GSCI Total Return Index. The Fund invests in a diversified group of commodities.
  • Intel Corporation (NASDAQ:INTC): On 6/30/11 Sterne Agee Group, Inc. reported holding 63,380 shares with a market value of $1,404,501. This comprised 0.68% of the total portfolio. On 9/30/11, Sterne Agee Group held 120,657 shares with a market value of $2,574,820. This comprised 1.75% of the total portfolio. The net change in shares for this position over the two quarters is 57,277. About the company: Intel Corporation designs, manufactures, and sells computer components and related products. The Company’s major products include microprocessors, chipsets, embedded processors and microcontrollers, flash memory products, graphics products, network and communications products, systems management software, conferencing products, and digital imaging products.
  • Market Vectors Gold Miners ETF (AMEX:GDX): On 6/30/11 Sterne Agee Group, Inc. reported holding 36,060 shares with a market value of $1,968,515. This comprised 0.95% of the total portfolio. On 9/30/11, Sterne Agee Group held 45,460 shares with a market value of $2,508,937. This comprised 1.70% of the total portfolio. The net change in shares for this position over the two quarters is 9,400. About the company: Market Vectors Gold Miners ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield of the Amex Gold Miners Index.
  • Agrium, Inc. (NYSE:AGU): On 6/30/11 Sterne Agee Group, Inc. reported holding 37,020 shares with a market value of $3,248,875. This comprised 1.57% of the total portfolio. On 9/30/11, Sterne Agee Group held 35,620 shares with a market value of $2,374,429. This comprised 1.61% of the total portfolio. The net change in shares for this position over the two quarters is -1,400. About the company: Agrium Inc. supplies nitrogen, potash and phosphate for agricultural, industrial, and specialty use. The Company operates throughout the America’s while it markets its products globally.
  • SPDR S&P 500 (NYSE:SPY): On 6/30/11 Sterne Agee Group, Inc. reported holding 2,850 shares with a market value of $376,115. This comprised 0.18% of the total portfolio. On 9/30/11, Sterne Agee Group held 20,300 shares with a market value of $2,296,945. This comprised 1.56% of the total portfolio. The net change in shares for this position over the two quarters is 17,450. About the company: SPDR S&P 500 ETF Trust is a unit investment trust incorporated in the United States. The Trust consists of a portfolio representing all 500 stocks in the S&P 500 Index.
  • Oil Services HLDRs (NYSE:OIH): On 6/30/11 Sterne Agee Group, Inc. reported holding 0,000 shares with a market value of $0. This comprised 0.00% of the total portfolio. On 9/30/11, Sterne Agee Group held 22,000 shares with a market value of $2,268,420. This comprised 1.54% of the total portfolio. The net change in shares for this position over the two quarters is 22,000. About the company: Oil Services HOLDRS Trust issues depositary receipts called Oil Service HOLDRs. The Trust will hold shares of common stock issued by companies that, among other things, provide drilling, well-site management and related products and services for the oil service industry. These companies are among the 20 largest and most liquid with U.S.-traded securities involved in the oil service industry.
  • Enerplus Resources Fund (NYSE:ERF): On 6/30/11 Sterne Agee Group, Inc. reported holding 0,000 shares with a market value of $0. This comprised 0.00% of the total portfolio. On 9/30/11, Sterne Agee Group held 91,500 shares with a market value of $2,245,410. This comprised 1.52% of the total portfolio. The net change in shares for this position over the two quarters is 91,500. About the company: Enerplus Resources Fund is a conventional oil and natural gas income fund. The Company owns a large, diversified portfolio of income generating crude oil and natural gas properties. Enerplus invests in mature crude oil and natural gas producing properties located primarily in western Canada with predictable production profiles, long reserve life indices, and high cash netbacks.

(Note: Data regarding Sterne Agee’s stock holdings are sourced from whalewisdom.com. All data are assumed to be accurate.)

Advantage: Check out our interactive stock charts, fundamentals, Twitter stream, and more >>

Improve Your 2011 Financial Health: Join the winning team of stock pickers with Wall St. Cheat Sheet’s acclaimed premium newsletter>>

More from The Cheat Sheet