Articles About securities and exchange commission

Steven Seagal Is Fined For Justice By the SEC: Why the ’90s Martial Artist Is In Trouble

Steven Seagal Is Fined For Justice By the SEC: Why the ’90s Martial Artist Is In Trouble

Fred Topel
Will This Sapphire Supplier’s Bankruptcy Help or Hurt the Apple Watch?

Will This Sapphire Supplier’s Bankruptcy Help or Hurt the Apple Watch?

Nathanael Arnold
Apple Adjustments: Executive Departures and New Responsibilities

Apple Adjustments: Executive Departures and New Responsibilities

Nathanael Arnold
Apple and Samsung: A Brief History of Mutual Copying

Apple and Samsung: A Brief History of Mutual Copying

Nathanael Arnold
Apple Secures Exclusive Rights for Super Strong Metal Alloy

Apple Secures Exclusive Rights for Super Strong Metal Alloy

Nathanael Arnold
3 Tips to Achieve Retirement Goals on Time

3 Tips to Achieve Retirement Goals on Time

Ben Kramer-Miller
Carl Icahn Takes Another Bite of Apple

Carl Icahn Takes Another Bite of Apple

Nathanael Arnold
CVS Gets Slapped With $20M Fine for Questionable Accounting

CVS Gets Slapped With $20M Fine for Questionable Accounting

Justin Lloyd-Miller
Credit Suisse and American Tax Evaders: Two Sets of Regulators

Credit Suisse and American Tax Evaders: Two Sets of Regulators

Meghan Foley
Samsung’s Mobile Chief Earns More Than Apple’s Tim Cook

Samsung’s Mobile Chief Earns More Than Apple’s Tim Cook

Nathanael Arnold
Sears Will Wash Its Hands of Lands’ End on April 4

Sears Will Wash Its Hands of Lands’ End on April 4

Emily Coyle
Fuel for Icahn’s Fire: EBay Slashes Donahoe Salary By Over Half

Fuel for Icahn’s Fire: EBay Slashes Donahoe Salary By Over Half

Jacqueline Sahagian
Apple Investors Happy Icahn Has Called His Dogs Off

Apple Investors Happy Icahn Has Called His Dogs Off

Kofi Bofah
Facebook, Twitter, and a Ponzi Scheme for the Social Age

Facebook, Twitter, and a Ponzi Scheme for the Social Age

Dan Ritter
Chipotle Fans, Have No Fear: Guacamole Will Still Be Here

Chipotle Fans, Have No Fear: Guacamole Will Still Be Here

Emily Coyle
Apple Bigwigs Take Home Sizeable Stock Bonuses

Apple Bigwigs Take Home Sizeable Stock Bonuses

Nathanael Arnold
Plot Twist: McDonald’s Isn’t Ignoring Workers’ Minimum Wage Pleas

Plot Twist: McDonald’s Isn’t Ignoring Workers’ Minimum Wage Pleas

Emily Coyle
Chipotle, Say It Ain’t So: RIP Guacamole?

Chipotle, Say It Ain’t So: RIP Guacamole?

Emily Coyle
Citigroup Faces SEC Investigation Over Fraud in Mexico

Citigroup Faces SEC Investigation Over Fraud in Mexico

Dan Ritter
Apple’s Acquisitions Offer Glimpses of Future Product Plans

Apple’s Acquisitions Offer Glimpses of Future Product Plans

Nathanael Arnold
Nasdaq OMX Prepares ‘Kill Switch’ to Avoid Future Trading Debacles

Nasdaq OMX Prepares ‘Kill Switch’ to Avoid Future Trading Debacles

Meghan Foley
Candy Crush Maker Wants a Sweet IPO

Candy Crush Maker Wants a Sweet IPO

Jacqueline Sahagian
JPMorgan Gives Regulators Evidence of Nepotism in China

JPMorgan Gives Regulators Evidence of Nepotism in China

Meghan Foley
More Evidence That Apple Is Working on a Sapphire iPhone

More Evidence That Apple Is Working on a Sapphire iPhone

Nathanael Arnold
Apple Prepares to Pay Out Almost $3B in Dividends

Apple Prepares to Pay Out Almost $3B in Dividends

Nathanael Arnold
CalPERS Criticizes Icahn’s Apple Share Buyback Proposal

CalPERS Criticizes Icahn’s Apple Share Buyback Proposal

Nathanael Arnold
Apple Cranked Up Acquisition Spending During December Quarter

Apple Cranked Up Acquisition Spending During December Quarter

Nathanael Arnold
Qualcomm Scoops Up 2,400 HP Patents

Qualcomm Scoops Up 2,400 HP Patents

Jacqueline Sahagian
Icahn Boosts Stake in ‘Overcapitalized’ Apple by Another $500 Million

Icahn Boosts Stake in ‘Overcapitalized’ Apple by Another $500 Million

Nathanael Arnold
AT&T Surveillance Report Plan Isn’t Silencing This Notable Shareholder

AT&T Surveillance Report Plan Isn’t Silencing This Notable Shareholder

Emily Coyle
Apple May Become S&P’s Dividend Leader in 2014

Apple May Become S&P’s Dividend Leader in 2014

Nathanael Arnold
What a Deal: LivingSocial Plans to Sell 13.8M Groupon Shares

What a Deal: LivingSocial Plans to Sell 13.8M Groupon Shares

Emily Coyle
Here’s Even More Bad News for Twitter

Here’s Even More Bad News for Twitter

Jacqueline Sahagian
Apple’s Cook Brought Home a Little More Bacon in 2013

Apple’s Cook Brought Home a Little More Bacon in 2013

Nathanael Arnold
Apple Opposes Icahn’s Stock Buyback Proposal

Apple Opposes Icahn’s Stock Buyback Proposal

Nathanael Arnold
Nasdaq Pays the Piper for Facebook IPO Snafu

Nasdaq Pays the Piper for Facebook IPO Snafu

Dan Ritter
Barclays Fined 3.75 Million Over Inadequate Record-Keeping

Barclays Fined 3.75 Million Over Inadequate Record-Keeping

Katey Troutman
Hewlett-Packard’s Board Says It’s Pay Day for Meg Whitman

Hewlett-Packard’s Board Says It’s Pay Day for Meg Whitman

Emily Coyle
Plot Twist? Barnes & Noble Founder Suffers Mega Loss From Stock Sale

Plot Twist? Barnes & Noble Founder Suffers Mega Loss From Stock Sale

Emily Coyle
SEC Commissioner: JPMorgan Fine Was Not Rational

SEC Commissioner: JPMorgan Fine Was Not Rational

Dan Ritter
Will the Volcker Rule Finally End ‘Too Big to Fail’?

Will the Volcker Rule Finally End ‘Too Big to Fail’?

Dan Ritter
The SEC Followed Twitter Before Its IPO to Ask These Questions

The SEC Followed Twitter Before Its IPO to Ask These Questions

Emily Coyle
Icahn to Apple: How About a $50 Billion Stock Buyback?

Icahn to Apple: How About a $50 Billion Stock Buyback?

Nathanael Arnold
Hilton Doubles Up on IPO and Looks Overseas for Growth

Hilton Doubles Up on IPO and Looks Overseas for Growth

Dan Ritter
Is Your Financial Professional Working in Your Best Interest?

Is Your Financial Professional Working in Your Best Interest?

D. Daxton White
Are the Rules Finally Changing for Wall Street?

Are the Rules Finally Changing for Wall Street?

Dan Ritter
Here Is the Size of Icahn’s Stake in Apple

Here Is the Size of Icahn’s Stake in Apple

Nathanael Arnold
JPMorgan’s Hiring Practices in China Raise Red Flags At the SEC

JPMorgan’s Hiring Practices in China Raise Red Flags At the SEC

Dan Ritter
The SEC Expects the Best from the Market Fix-It Brigade

The SEC Expects the Best from the Market Fix-It Brigade

Dan Ritter
Wednesday’s Midday Movers: 3 Stories Driving Markets

Wednesday’s Midday Movers: 3 Stories Driving Markets

Emily Coyle
7 Things to Think About Before Buying a Stock

7 Things to Think About Before Buying a Stock

Kurtis Droge
JPMorgan’s Regulatory Hole Deepens With Expansion of Hiring Probe

JPMorgan’s Regulatory Hole Deepens With Expansion of Hiring Probe

Meghan Foley
CBS Is Going Mobile, Facebook Looks at Teens: Market Recap

CBS Is Going Mobile, Facebook Looks at Teens: Market Recap

Jacqueline Sahagian
Apple Spends Billions Trying to Buy Back Its Mojo

Apple Spends Billions Trying to Buy Back Its Mojo

Dan Ritter
Is Wall Street Underestimating Apple’s Earnings?

Is Wall Street Underestimating Apple’s Earnings?

Nathanael Arnold
Here’s Some Hope for Microsoft and the Windows Phone

Here’s Some Hope for Microsoft and the Windows Phone

Jacqueline Sahagian
Friday’s Midday Movers: 3 Stories Driving Markets

Friday’s Midday Movers: 3 Stories Driving Markets

Emily Coyle
Hedge Fund Group Burned Over Insider Trading

Hedge Fund Group Burned Over Insider Trading

Anthea Mitchell
Morgan Stanley: Make Money by Managing Money

Morgan Stanley: Make Money by Managing Money

Dan Ritter
Jim Cramer’s 7 Basic Rules of Investing

Jim Cramer’s 7 Basic Rules of Investing

Kurtis Droge